Appendix: Additional Evidence, Policy Context, Implementation Partners.
This appendix provides supporting evidence and implementation context for the framework described in the main text.
Assay Variation and Clinical Benefit.
Different assays may produce different reports. In a nine-patient comparison of tissue-based and circulating tumor DNA tests, only 10 of 45 alterations detectable by both platforms were reported by both, and only 9 of 36 recommended drugs overlapped. Because the study compared separate tests rather than reanalysis of the same data, it could not establish which result was more accurate. It nevertheless shows why reports from different assays are not interchangeable (Kuderer et al., 2017).
Retrospective analyses of the SHIVA trial asked whether the strength of the alteration-treatment match affected outcomes. A 12-patient analysis associated functionally matched treatments with longer progression-free survival. A reclassification of 153 patients found no significant progression-free-survival difference across actionability tiers, but overall survival was poorest when treatment relied on an alteration type different from the one supported by prior evidence. A computational analysis of 113 patients would have ranked a different therapy first for 75 percent when considering 631 agents.
Because the alternative treatments were not tested prospectively, these retrospective analyses do not overturn the original trial result or establish that another treatment would have improved outcomes. They do indicate that analytical methods, evidence standards, and the available treatments can affect how findings are interpreted and prioritized (Kamal et al., 2018; Moreira et al., 2019; Petak et al., 2021).
Implementation Under Common Requirements.
Institutions can implement the same access requirements in different ways. A 2017 simulated-patient study of 83 highly ranked U.S. hospitals found variation in the records offered, delivery formats, costs, and processing times. The study examined stated procedures rather than completed transfers, but it illustrates how the same access right can be implemented differently across institutions (Lye et al., 2018).
Information that moves may also be difficult to use. In a 2022 survey of 2,088 U.S. family physicians, 23 percent reported that outside information was very easy to use, falling to 8 percent when it came from a different electronic health record vendor (Everson et al., 2024).
Implementation of the federal information-blocking rules has likewise varied. Ten pediatric health care organizations adopted different approaches to portal access, proxy accounts, and sensitive information under the same requirements (Sinha et al., 2023). Nationally, the share of hospitals reporting that they sometimes or often observed potential information blocking by any actor declined from 42 percent in 2021 to 27 percent in 2023. These reports reflect institutional perceptions, not adjudicated violations, and do not establish that regulation caused the decline (Everson and Healy, 2025).
Although these studies did not examine patient-directed transfers of underlying files, they document variation in how institutions implement common legal requirements. The findings support further work on operational guidance, standard instruments, and institutional adoption.
Comparative Policy Context.
Other jurisdictions show how common requirements can be paired with phased implementation. The European Health Data Space entered into force in 2025 and distinguishes exchange for care from secondary use for research and other purposes. Its requirements will take effect in stages beginning in 2029. Provisions addressing the primary exchange of medical images, test results, and discharge reports, together with secondary use of genomic and other omic data, follow in 2031. The treatment of some underlying and derived files will depend on implementing acts and technical specifications (Regulation (EU) 2025/327).
California’s Data Exchange Framework combines participation requirements with agreements, policies, and technical guidance. Patient-directed releases under existing law do not depend on either framework. Their approaches to common formats, phased implementation, and separate governance for care and reuse provide useful points of reference.
Related Data Models.
The National Cancer Institute’s Childhood Cancer Data Initiative and Genomic Data Commons, together with the American Association for Cancer Research’s Project GENIE, provide infrastructure for aggregating, harmonizing, governing access to, and analyzing research data. These infrastructures support downstream research uses. They do not create a general process for patients to direct underlying files across clinical and research settings.
Potential Implementation Partners.
The initial pilots should involve organizations with expertise relevant to the data types and transfers being tested. Agreement from every potential participant is not necessary at this stage. Potential contributors include:
- Imaging: American College of Radiology and the Digital Imaging and Communications in Medicine Standards Committee.
- Pathology and molecular data: College of American Pathologists and Association for Molecular Pathology.
- Structured health-data exchange: Health Level Seven International.
- Genomic and phenotypic data: Global Alliance for Genomics and Health.
- Consumer-directed exchange and recipient trust: CARIN Alliance.
- Health-information management and institutional adoption: American Health Information Management Association, American Hospital Association, and The Sequoia Project.
Partners should be matched to the data types, transfer methods, and recipients involved in each pilot. Testing can begin with willing institutions and the organizations most relevant to the initial transfers.